📑 Responsibilities (how we will measure success) The main purpose of the role is to provide advice and guidance to a portfolio of Appointed Representatives (ARs), and to provide leadership and management within the team. In particular: Leading ongoing and ad hoc tasks as required, in particular around sig ...
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📑 Job Description Responsibilities (how we will measure success) The main purpose of the role is to provide advice and guidance to a portfolio of Appointed Representatives (ARs), and to provide leadership and management within the team. In particular: Leading ongoing and ad hoc tasks as required, in particular around signing off financial promot ...
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📑 Responsibilities (how we will measure success) The main purpose of the role is to provide advice and guidance to a portfolio of Appointed Representatives (ARs), and to provide leadership and management within the team. In particular: Leading ongoing and ad hoc tasks as required, in particular around signing off financial promotions andpl ...
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📑 Banking London – Up to £110,000 + bonus Our Banking client has mandated Gresham Hunt to find a new Compliance Advisory Manager. This is an exciting opportunity for an SME to establish themselves within a Tier 1 bank with a truly global reach. Our client is one of the largest banks in the world, with offices in multiple ...
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📑 At Barings, we are as invested in our associates as we are in our clients. We recognize those who work diligently for us and reward them for personal and professional integrity, communication skills, distinct competencies and expertise in specific strategies, ability to collaborate as a team member and true dedication to the interests of our client ...
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📑 Ref: 37155Compliance AdvisoryAre you passionate about ensuring regulatory compliance within the exciting world of Exchange-Traded Funds (ETFs)? Do you thrive in a dynamic environment where you can make a significant impact? If so, we have the perfect opportunity for you!My client, a leading Asset & Investment Manager are currently seeking a dedicat ...
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📑 Ref: 37155Compliance AdvisoryAre you passionate about ensuring regulatory compliance within the exciting world of Exchange-Traded Funds (ETFs)? Do you thrive in a dynamic environment where you can make a significant impact? If so, we have the perfect opportunity for you!My client, a leadin ...
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📑 At Barings, we are as invested in our associates as we are in our clients. We recognize those who work diligently for us and reward them for personal and professional integrity, communication skills, distinct competencies and expertise in specific strategies, ability to collaborate as a team member and true dedication to the interests of our cli ...
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📑 Compliance Monitoring Main tasks: Assist with the ongoing update to Compliance policies and procedures.Maintenance of the Compliance monitoring action logContribute to the development of the annual compliance monitoring plan.Undertake compliance monitoring tasks, ensuring that any actions arising are appropriately agreed with business colleagues, l ...
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📑 Responsibilities : Stay abreast of regulatory developments, industry trends, and best practices to ensurepliance with all applicable laws and regulations. Provide timely and accurate advice to internal stakeholders on regulatory requirements and implications for the business. Conduct thorough ass ...
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📑 Responsibilities : Stay abreast of regulatory developments, industry trends, and best practices to ensurepliance with all applicable laws and regulations. Provide timely and accurate advice to internal stakeholders on regulatory requirements and implications for the business. Conduct thorough assessments of existing and proposed business ...
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📑 Key Responsibilities: Stay abreast of regulatory developments, industry trends, and best practices to ensure compliance with all applicable laws and regulations. Provide timely and accurate advice to internal stakeholders on regulatory requirements and implications for the business. Conduct thorough assessments of existing and proposed business ac ...
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📑 Vice President ComplianceInvestment BankingLondon – Up to £100,000Gresham Hunt has been mandated by our UK Investment Banking client to find a new Compliance Advisory Officer.Our client is a top UK banking group, with a strong worldwide presence. Their Investment Banking division specialises in the Fixed Income and FX markets, and they are looking ...
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📑 Vice President ComplianceInvestment BankingLondon – Up to £100,000Gresham Hunt has been mandated by our UK Investment Banking client to find a new Compliance Advisory Officer.Our client is a top UK banking group, with a strong worldwide presence. Their Investment Banking division specialises in the Fixed Income and FX markets, and they are looking ...
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📑 Job Description : NEW GROUND WON’T BREAK ITSELF. Grant Thornton is one of the largest providers of professional services to the financial services industry in the UK. Our commitment to the industry ensures that our multi-disciplinary Financial Services Group (FSG) consists of highly specialised professionals with extensive financial servi ...
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📑 Key Responsibilities:Our client are a prestigious assset manager who are looking to hire a Compliance Manager to join their existing teamThe firms Compliance Manager (CM) will support the Head of Risk andCompliance with business compliance advisory, conflicts management,Running the firm’s 2LODtesting & monitoring programme.The CM will also support ...
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📑 Key Responsibilities:Our client are a prestigious assset manager who are looking to hire a Compliance Manager to join their existing teamThe firms Compliance Manager (CM) will support the Head of Risk andCompliance with business compliance advisory, conflicts management,Running the firm’s 2LODtesting & monitoring programme.The CM will also support ...
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📑 Miryco Consultants are working with a global leading asset manager to hire a Compliance Specialist to join their Advisory function. This is an exciting opportunity for compliance professionals with experience in the investment industry and a strong understanding of investment platforms regulations to join an industry-leading team.Responsibilities:P ...
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📑 Banking London – Up to £110,000 + bonus <span style= ...
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📑 A leading Asset Management business is looking to hire a Senior Compliance Officer to manage their Advisory team, managing a team of 4 direct reports. The successful candidate will have a strong background across Central Compliance / Advisory functions, ready to bring fresh ideas and running with the implementation of new systems & processes acros ...
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📑 We have a current opportunity for An Associate Director, AML Advisory Wealth Management on a permanent basis with a Multinational Banking client. The position will be based in London, with 2 days from home. To support the Associate Director AML Compliance Advisory and Program Management with the provision of AML Advisory Services to the UK Wealth ...
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📑 OUR IMPACT Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance risk management program. As an independent control function and part of the firm's second line of ...
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📑 OUR IMPACT Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance. Compliance accomplishes these through the firm’s enterprise-wide compliance risk management program. As an independent control function and part of the firm’s second line of d ...
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📑 Who is HSBC Innovation Banking? HSBC Innovation Banking is the power behind the UK’s forward-thinkers, future-makers, and leap-takers, helping them ignite the bold ideas that reshape our world. We offer flexible banking solutions for start-ups, scale-ups, growth businesses, investors and those working towards IPO typically within the technology a ...
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📑 Job Description : NEW GROUND WON’T BREAK ITSELF. Grant Thornton is one of the largest providers of professional services to the financial services industry in the UK. Our commitment to the industry ensures that our multi-disciplinary Financial Services Group (FSG) consists of highly specialised profes ...
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📑 A leading Asset Management business is looking to hire a Senior Compliance Officer to manage their Advisory team, managing a team of 4 direct reports. The successful candidate will have a strong background across Central Compliance / Advisory functions, ready to bring fresh ideas and running with the implementation of new systems & processes ac ...
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📑 Who is HSBC Innovation Banking? HSBC Innovation Banking is thepower behind the UK’s forward-thinkers, future-makers, and leap-takers, helping them ignite the bold ideas that reshape our world. We offer flexible banking solutions for start-ups, scale-ups, growth businesses, investors and those working towards IPO typically within the technology a ...
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📑 Who is HSBC Innovation Banking? HSBC Innovation Banking is thepower behind the UK’s forward-thinkers, future-makers, and leap-takers, helping them ignite the bold ideas that reshape our world. We offer flexible banking solutions for start-ups, scale-ups, growth businesses, investors and those working towards IPO typically within the technology a ...
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📑 Compliance Officer - EMEA London Posted Apr 5, 2024 - Requisition No. 124316 Bloomberg’s Legal and Compliance Department plays a critical role in supporting our businesses and operations around the world. We move quickly and thoughtfully to help address a variety of complex issues that come with being the world’s leading financial news ...
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📑 Job Description Compliance Officer – Bank Our Client is looking to recruit a Compliance Officer with at least 3 years experience of working within Compliance from the banking industry. To promote and manage the culture and practice of regulatory compliance and ethical standards conduct across London Bank Branch To ensure the effectiven ...
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📑 OUR IMPACT Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance. Compliance accomplishes these through the firm’s enterprise-wide compliance risk management program. As an independent control function and part of the firm’s second line of d ...
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📑 This is your opportunity to join AXIS Capital – a trusted global provider of specialty lines insurance and reinsurance. We stand apart for our outstanding client service, intelligent risk taking and superior risk adjusted returns for our shareholders. We also proudly maintain an entrepreneurial, disciplined and ethical corporate culture. As a memb ...
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📑 We have a current opportunity for An Associate Director, AML Advisory Wealth Management on a permanent basis with a Multinational Banking client. The position will be based in London, with 2 days from home. To support the Associate Director AML Compliance Advisory and Program Management with the provision of AML Advisory Services to th ...
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📑 Job details Job description Fed up of starting early and finishing late… how does 3-4 extra days holiday every year around Christmas sound? We’re working with the Private Client Tax team (c30 people) of a well respected and established mid-tier full service Accounting & Advisory firm based in the heart of London to recruit a new Perso ...
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📑 Are you interested in working for a rapidly evolving company?; Want a career where no two days are the same?; Want to be supported by a learning and development team as you grow? Who are Azets Azets are a leading firm of Accountants and Business Advisers operating across the UK, Ireland and the Nordics, we have over a wide network of employe ...
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📑 Who is HSBC Innovation Banking? HSBC Innovation Banking is thepower behind the UK’s forward-thinkers, future-makers, and leap-takers, helping them ignite the bold ideas that reshape our world. We offer flexible banking solutions for start-ups, scale-ups, growth businesses, investors and those working towards IPO typically within the te ...
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📑 Who is HSBC Innovation Banking? HSBC Innovation Banking is thepower behind the UK’s forward-thinkers, future-makers, and leap-takers, helping them ignite the bold ideas that reshape our world. We offer flexible banking solutions for start-ups, scale-ups, growth businesses, investors and those working towards IPO typically within the te ...
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📑 Capital Markets Legal Counsel / Securities Legal counselOur client is a rapidly growing telecommunications infrastructure provider that operates in multiple countries, with a focus on expanding in emerging markets. They are seeking a Senior Legal Counsel with US securities and regulatory experience to join the Group Legal team in London.This role w ...
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📑 Capital Markets Legal Counsel / Securities Legal counselOur client is a rapidly growing telecommunications infrastructure provider that operates in multiple countries, with a focus on expanding in emerging markets. They are seeking a Senior Legal Counsel with US securities and regulatory experience to join the Group Legal team in London.This role w ...
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📑 Capital Markets Legal Counsel / Securities Legal counselOur client is a rapidly growing telecommunications infrastructure provider that operates in multiple countries, with a focus on expanding in emerging markets. They are seeking a Senior Legal Counsel with US securities and regulatory experience to join the Group Legal team in London.This role w ...
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📑 Capital Markets Legal Counsel / Securities Legal counselOur client is a rapidly growing telecommunications infrastructure provider that operates in multiple countries, with a focus on expanding in emerging markets. They are seeking a Senior Legal Counsel with US securities and regulatory experience to join the Group Legal team in London.This role w ...
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📑 WHO WE ARE The Goldman Sachs Group, Inc. is a leading global financial services firm providing investment banking, securities and investment management services to a substantial and diversified client base that includes corporations, financial institutions, governments and high-net-worth individuals. The firm is headquartered in New York and maint ...
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📑 Some careers open more doors than others. If you’re looking for a career that will unlock new opportunities, join HSBC and experience the possibilities. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further. We have ...
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📑 Some careers open more doors than others. If you’re looking for a career that will unlock new opportunities, join HSBC and experience the possibilities. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further. < ...
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📑 Some careers open more doors than others. If you’re looking for a career that will unlock new opportunities, join HSBC and experience the possibilities. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further. < ...
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📑 Some careers open more doors than others. If you’re looking for a career that will unlock new opportunities, join HSBC and experience the possibilities. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further. We have ...
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📑 Our ClientOur client is on a quest to be the world’s most proactive bank. They improve lives by providing better clarity, intelligence and technology to empower every individual in making the smartest financial decisions.The founding team is in place, and they have launched with a fully functional App. Starting out with a current account and credit ...
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📑 Our ClientOur client is on a quest to be the world’s most proactive bank. They improve lives by providing better clarity, intelligence and technology to empower every individual in making the smartest financial decisions.The founding team is in place, and they have launched with a fully functional App. Starting out with a current account and credit ...
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📑 Be an integral part of the Commodities and Global Markets Business Compliance team, in London as a Senior Compliance Manager. You be a highly visible figurehead based on the London trading floor, supporting compliance advisory for a wide range of traded commodities. Who are they? They are a global financial services group operating in 34 ma ...
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📑 JOB DESCRIPTION PwC's Alternative Investment Funds (AIF) team sits within our wider Financial Services Tax team. The team consists of tax, legal and regulatory specialists focusing on assisting alternative investment fund managers with a range of services across their business, covering the manager, the key people, the funds, investors and investme ...
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